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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-06-20 |
Branch Locations
Suite 2100 925 West Georgia Street, Vancouver, Bc V6C 3L2 • Canada
925 West Georgia Street - 2100, Vancouver, B.C. V6C 3L2 • CANADA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James (Usa) Ltd. | Vancouver, British Columbia | 05/2011 | Present | |
| Raymond James Ltd. | Vancouver | 05/2011 | Present |
RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. ASH CHESTER IS LOCATED AT SUITE 2100 - 925 WEST GEORGIA ST. VANCOUVER BC CANADA V6C 3L2 AND HAS BEEN EMPLOYED SINCE 05/02/2011. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS CCO (RJLU) & SENIOR MANAGER, BRANCH COMPLIANCE SUPERVISION. HE DEVOTES 150 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES ARE: SENIOR MANAGER, BRANCH COMPLIANCE SUPERVISION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-25 |
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