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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-27 |
| FL | RA | APPROVED | 2023-11-03 |
| NY | RA | APPROVED | 2023-11-02 |
Branch Locations
1200 Pittsford Victor Rd Ste 100, Pittsford, NY 14534 • United States
470 Long Pond Rd Ste 220 [Office Of Convenience], Rochester, NY 14612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esl Investment Services, Llc | Rochester | NY | 04/2015 | 11/2023 |
| Lpl Financial Llc | Rochester | NY | 04/2015 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Rochester | NY | 11/2023 | Present |
CANTONI PROPERTIES LLC; INV RELATED; HONEYOE FALLS, NY; 100% OWNERSHIP; START 01/02/2018; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; HOLD REAL ESTTAE PROPERTIES. ROTH ROC ENTERPRISES LLC, INV RELATED, DUNDEE, NY, 50% OWNERSHIP WITH SPOUSE, START 9/1/2023, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE RENTAL PROPERTY AND WINERY. RIESY AND CO, LLC, INVT RELATED, DUNDEE, NY, 100% OWNERSHIP WITH SPOUSE, START DATE 10/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR WINERY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-14 |
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