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James Derek Page

Wells Fargo Clearing Services, LLC

Atlanta, GA

Duluth, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-04
GA RA APPROVED 2010-05-12
  • TX RA
    APPROVED_RES
    Since 2023-05-04
  • GA RA
    APPROVED
    Since 2010-05-12

Branch Locations

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Duluth, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 04/2010 11/2016
Wachovia Bank, N.A. Atlanta GA 04/2010 Present
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
  • 04/2010 → 11/2016
    Wells Fargo Advisors Llc
    Atlanta, GA
  • 04/2010 → Present
    Wachovia Bank, N.A.
    Atlanta, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-09
  • S66 Uniform Combined State Law Examination
    2009-01-09

View on SEC IAPD

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