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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
Howell, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Cranford | NJ | 02/2016 | 01/2020 |
| Pruco Securities Llc | Cranford | NJ | 02/2016 | 01/2020 |
| Pruco Securities, Llc. | Freehold | NJ | 01/2020 | 11/2024 |
| Lpl Enterprise, Llc | Howell | NJ | 11/2024 | Present |
1) 03/06/2025-United State Coast Guard Aux-Member-Non-profit volunteer (not on board)-Not Inv Related-At Howell, NJ-Start date-01/01/2017-5hrs/mth-0hrs/mth during trading 2) 03/06/2025-Kay Financial Solutions, LLC-President/founder-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 01/01/2015-0hrs/mth-0hrs/mth during trading 3) 03/12/2025-Prudential-Property and Casualty-Inv Related-At Howell, NJ-Start date 04/01/2020-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-08 |
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