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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-10 |
| OH | RA | APPROVED | 2017-10-10 |
| SC | RA | APPROVED | 2012-11-20 |
| FL | RA | APPROVED | 2012-04-19 |
| GA | RA | APPROVED | 2012-02-16 |
Branch Locations
900 Ashwood Parkway Suite 400, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Atlanta | GA | 11/2007 | Present |
| Park Avenue Securities | Atlanta | GA | 11/2007 | Present |
1. Insurance Products Other Than Guardian, Start: 12/04/2007, Address: 900 Ashwood Parkway Suite 400; Atlanta, GA 30338, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-27 |
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