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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-10
PA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-02-10
  • PA RA
    APPROVED
    Since 2009-06-01

Branch Locations

214 Senate Avenue 7Th Floor, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Harrisburg PA 11/2007 Present
Morgan Stanley Smith Barney Harrisburg PA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2007 → Present
    Harrisburg, PA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Harrisburg, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*583779 - Fabian Made LLC; Investment Related: Yes; Harrisburg, Pennsylvania; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2024; During Business Hours: 0; After Business Hours: 1; Property Management *583768 - Dauphin County Land Bank Authority ; Investment related - No ; Harrisburg,Pennsylvania ; Government ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 2/2024 ; During business hours : 1 ; After business hours : 0 ; Administrative *595306 - CJ3 Properties; Investment Related - Yes; Harrisburg, Pennsylvania; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0; After Business Hours: 4; Property Management, Administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-20
S63 Uniform Securities Agent State Law Examination 2008-03-12
  • S66 Uniform Combined State Law Examination
    2008-03-20
  • S63 Uniform Securities Agent State Law Examination
    2008-03-12

View on SEC IAPD

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