Best Investors Account Sign in

Zachary T Evans

Tiaa-Cref Individual & Institutional Services, LLC

Durham, NC

Charlotte, NC

Claim This Profile
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-16
  • NC RA
    APPROVED
    Since 2018-07-16

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2012 Present
Tiaa Charlotte NC 07/2012 Present
Previous Registrations
  • 2010-09-21 → 2012-08-03
    National Planning Corporation
    Charlotte, NC
  • 2008-09-23 → 2008-10-27
    Signator Investors, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-16
S63 Uniform Securities Agent State Law Examination 2010-09-17
  • S65 Uniform Investment Adviser Law Examination
    2018-07-16
  • S63 Uniform Securities Agent State Law Examination
    2010-09-17

View on SEC IAPD

More in Durham, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor