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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-23
  • TX RA
    APPROVED
    Since 2026-01-23

Branch Locations

12503 Nw Military Hwy, San Antonio, TX 78231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Antonio TX 01/2026 Present
Jpmorgan Chase Bank, N.A. San Antonio TX 01/2026 Present
Unemployed San Antonio TX 12/2025 12/2025
Citigroup/Citibank San Antonio TX 05/2010 11/2025
Citigroup Global Markets Inc. San Antonio TX 05/2010 11/2025
  • 01/2026 → Present
    San Antonio, TX
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 12/2025 → 12/2025
    Unemployed
    San Antonio, TX
  • 05/2010 → 11/2025
    Citigroup/Citibank
    San Antonio, TX
  • 05/2010 → 11/2025
    San Antonio, TX
Previous Registrations
  • 2013-03-01 → 2025-12-04
    Jacksonville, FL
    San Antonio, TX
    San Antonio, TX
    Jacksonville, FL
    San Antonio, TX
    Jacksonville, FL
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Irving, TX
    San Antonio, TX
    Jacksonville, FL
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-28
S63 Uniform Securities Agent State Law Examination 2008-05-29
  • S66 Uniform Combined State Law Examination
    2013-02-28
  • S63 Uniform Securities Agent State Law Examination
    2008-05-29
Other Names
  • Richard G. Sosa
  • Richard Sosa
  • Richard Greg Sosa

View on SEC IAPD

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