Steven Robert Vieira

Current Employers

Employment History

• 03/2011 → 11/2017
  Cantor Fitzgerald & Co.
  Los Angeles, CA
• 11/2017 → 08/2021
  Jonestrading Institutional Services
  Mill Valley, CA
• 09/2021 → Present
  Lpl Financial, Llc
  Walnut Creek, CA
• 09/2021 → 07/2026
  Mariner Independent Advisor Network, Llc
  Walnut Creek, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2021-10-06 → 2026-06-26
  Mariner Advisor Network
  Walnut Creek, CA
• 2009-11-12 → 2010-12-23
  Morgan Stanley
  Los Angeles, CA
• 2008-01-29 → 2009-10-06
  Ubs Financial Services Inc.
  Beverly Hills, CA

Other Businesses

1. 9/21/2021 - Nurtured Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/2021. 2. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-28

Other Names

• Steven R Vieira