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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-15 |
Branch Locations
4051 E Sunrise Dr, La Paloma Office, Tucson, AZ 85718 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-03 |
Branch Locations
Tuscon, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 05/2017 | 10/2020 |
| University Of New Mexico | Albuquerque | NM | 08/2016 | 02/2017 |
| Raymond James & Associates | Albuqerque | NM | 10/2020 | 02/2025 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 02/2025 | Present |
| Wells Fargo Advisors Financial Network | Tucson | AZ | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-22 |
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