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Wade Allen Stafford

Northwestern Mutual Investment Services, LLC

Cuero, TX

Milwaukee, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2024-07-31
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2024-07-31

Branch Locations

Cuero, TX • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 10/2007 12/2017
Td Ameritrade, Inc. Fort Worth TX 12/2017 03/2020
Charles Schwab & Co., Inc. Austin TX 04/2020 04/2024
Charles Schwab Bank, Ssb Austin TX 04/2020 04/2024
Northwestern Mutual Investment Services Llc Milwaukee WI 07/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2024 Present
Mbo Partners Milwaukee WI 04/2024 Present
  • 10/2007 → 12/2017
    Fidelity Investments
    Westlake, TX
  • 12/2017 → 03/2020
    Td Ameritrade, Inc.
    Fort Worth, TX
  • 04/2020 → 04/2024
    Charles Schwab & Co., Inc.
    Austin, TX
  • 04/2020 → 04/2024
    Charles Schwab Bank, Ssb
    Austin, TX
  • 07/2024 → Present
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 04/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2024 → Present
    Mbo Partners
    Milwaukee, WI
Previous Registrations
  • 2020-05-21 → 2024-04-15
    Charles Schwab & Co., Inc.
    Westlake, TX
    Lone Tree, CO
    Austin, TX
  • 2018-01-12 → 2020-04-28
    Td Ameritrade, Inc.
    Southlake, TX
    Westlake, TX
    Omaha, NE
    Fort Worth, TX
    Omaha, NE
    St Louis, MO
    Omaha, NE
    Westlake, TX
  • 2018-01-12 → 2020-04-28
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-11
S63 Uniform Securities Agent State Law Examination 2008-02-15
  • S66 Uniform Combined State Law Examination
    2018-01-11
  • S63 Uniform Securities Agent State Law Examination
    2008-02-15
Other Names
  • Wade A Stafford

View on SEC IAPD

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