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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-11-22 |
| TX | RA | APPROVED_RES | 2016-06-28 |
| NH | RA | APPROVED | 2008-06-23 |
Branch Locations
6 Bedford Farms Drive Suite 109, Bedford, NH 03110 • United States
Goffstown, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Nashua | NH | 06/2008 | Present |
(1) NAME OF ENTITY: Aria Covey Foundation. ADDRESS OF BUSINESS: 5 Crickett Ridge Dr. Windham, NH 03087. BUSINESS DESCRIPTIONS: Non-Profit Foundation. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 01/01/15. PROJECTED END DATE: - 09/26/16. CAPACITY: Board of Directors. DUTIES PERFORMED: Assist in organizing the annual golf tourney. Generating ideas for gifting. Voting on gifting ideas. HOURS DEVOTED TO THIS OBA PER MONTH: 01. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None. 2) NAME OF ENTITY: FeedNH ADDRESS: 124 Bedford Center Rd Bedford NH 03110 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Charitable organization focused on hellping Families, Edlerly, educate and disadvantaged CAPACITY: Board of Directors * START DATE: 10.01.21 DUTIES: We have quarterly board meetings to vote on upcoming charitable gifting. I participate in the annual golf tournament and now post COVID there will likely be other events. meetings are around planning, fundraising and gifting PER MONTH: 2; SECURITIES HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-25 |
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