Allison Taylor Coward

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-03-13
NC	RA	APPROVED	2015-05-01

TX RA
APPROVED_RES

Since 2023-03-13
NC RA
APPROVED

Since 2015-05-01

Branch Locations

5003 Executive Dr, Morehead City, NC 28557 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

400 S Front St, New Bern, NC 28560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Wilmington	NC	04/2015	11/2016
Wells Fargo Clearing Services, Llc	Wilmington	NC	11/2016	Present

04/2015 → 11/2016

Wells Fargo Advisors, Llc

Wilmington, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Wilmington, NC

Previous Registrations

2011-09-15 → 2014-11-05

Altrius Capital Management, Inc.

Novi, MI

Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, NEW BERN, NC, START: 1/2/2023, 5 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR AUNT'S ESTATE, INV RELATED, WASHINGTON, NC, START: 6/10/2024, 4 HOURS PER MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-07-02
S65	Uniform Investment Adviser Law Examination	2011-09-14

S63 Uniform Securities Agent State Law Examination

2015-07-02
S65 Uniform Investment Adviser Law Examination

2011-09-14

Other Names

Allison Whitley Taylor
Allison Whitley Coward

View on SEC IAPD