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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-04-02 |
Branch Locations
9604 Coldwater Rd Ste 205, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Fort Wayne | IN | 03/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, MLH INSURANCE SOLUTIONS, INC., MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 1/1/2018, HOURS PER MONTH: 80+, LEGAL ENTITY FOR MANAGEMENT OF DISTRICT OFFICE, INVESTMENT RELATED. 3. OWNER, ABGJKM, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/6/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, ABGJKM CORE, LLC, LEGAL ENTITY, START DATE: 10/6/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, AWE + WONDER LLC, 1425 N TROY AVENUE, MARION, , INDIANA, 46952, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/20/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELP WITH BUILDING OUT ORGANIZATIONAL STRUCTURE, ADVENTURE TRIP STRUCTURE AND EXPECTATIONS, AND PROVIDING LEADERSHIP SUPPORT AS THE COMPANY IS BEING BUILT; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-17 |
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