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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2009-04-02
  • IN RA
    APPROVED
    Since 2009-04-02

Branch Locations

9604 Coldwater Rd Ste 205, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2007 Present
Northwestern Mutual Investment Services, Llc Fort Wayne IN 03/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 11/2007 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2008 → Present
    Fort Wayne, IN
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, MLH INSURANCE SOLUTIONS, INC., MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 1/1/2018, HOURS PER MONTH: 80+, LEGAL ENTITY FOR MANAGEMENT OF DISTRICT OFFICE, INVESTMENT RELATED. 3. OWNER, ABGJKM, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/6/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, ABGJKM CORE, LLC, LEGAL ENTITY, START DATE: 10/6/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, AWE + WONDER LLC, 1425 N TROY AVENUE, MARION, , INDIANA, 46952, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/20/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELP WITH BUILDING OUT ORGANIZATIONAL STRUCTURE, ADVENTURE TRIP STRUCTURE AND EXPECTATIONS, AND PROVIDING LEADERSHIP SUPPORT AS THE COMPANY IS BEING BUILT; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-01
S63 Uniform Securities Agent State Law Examination 2008-05-17
  • S65 Uniform Investment Adviser Law Examination
    2009-04-01
  • S63 Uniform Securities Agent State Law Examination
    2008-05-17
Other Names
  • Matt Louis Henry

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