Michael James Haralson

Current Employers

Roosevelt Advisors Llc

Edinburg, TX • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-12-16
WA	RA	APPROVED	2018-10-04
TX	RA	APPROVED	2018-06-18

OR RA
APPROVED

Since 2024-12-16
WA RA
APPROVED

Since 2018-10-04
TX RA
APPROVED

Since 2018-06-18

Branch Locations

Edinburg, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Proequities, Inc	Portland	OR	08/2012	05/2018
Roosevelt Advisors Llc	Austin	TX	05/2018	Present
Roosevelt Advisors Llc	Austin	TX	06/2016	Present
Article Ii Industries	Portland	OR	07/2015	Present
Investment Advisors	Portland	OR	09/2012	05/2018

08/2012 → 05/2018

Proequities, Inc

Portland, OR
05/2018 → Present

Roosevelt Advisors Llc

Austin, TX
06/2016 → Present

Roosevelt Advisors Llc

Austin, TX
07/2015 → Present

Article Ii Industries

Portland, OR
09/2012 → 05/2018

Investment Advisors

Portland, OR

Previous Registrations

2012-09-12 → 2018-06-16

Concourse Financial Group Securities, Inc.

Portland, OR

Portland, OR
2008-02-04 → 2012-07-02

Edward Jones

Gold Beach, OR

St Louis, MO

Lake Oswego, OR

Other Businesses

Roosevelt Advisors, LLC POSITION: Insurance agent NATURE: Fixed insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 3 START DATE: 06/08/2016 ADDRESS: Austin, TX DESCRIPTION: Insurance agent offering fixed annuity and life products to clients who need them. Article II Industries, President and Owner of an outdoor sporting goods company; Start: 07/2015; Portland, OR.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-17

S66 Uniform Combined State Law Examination

2008-01-17

View on SEC IAPD