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David Erik Dunham

Ameriprise Financial Services, LLC

San Antonio, TX

Chattanooga, TN

San Antonio, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-15
GA RA APPROVED 2016-06-23
TN RA APPROVED 2016-05-27
  • TX RA
    APPROVED_RES
    Since 2016-11-15
  • GA RA
    APPROVED
    Since 2016-06-23
  • TN RA
    APPROVED
    Since 2016-05-27

Branch Locations

San Antonio, TX • United States

6111 Shallowford Rd Ste 101, Chattanooga, TN 37421 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chattanooga TN 05/2016 03/2020
Ameriprise Financial Services, Llc Chattanooga TN 03/2020 Present
Previous Registrations
  • 2008-04-23 → 2016-05-17
    Edward Jones
    Ft Oglethorpe, GA
    Fort Oglethorpe, GA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-22
  • S66 Uniform Combined State Law Examination
    2008-02-22
Other Names
  • David Dunham

View on SEC IAPD

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