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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-09
TX RA APPROVED 2017-01-24
AZ RA APPROVED 2016-11-21
  • CA RA
    APPROVED
    Since 2024-08-09
  • TX RA
    APPROVED
    Since 2017-01-24
  • AZ RA
    APPROVED
    Since 2016-11-21

Branch Locations

Newport, CA • United States

8669 E. San Alberto Dr. Suite 100, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2008 11/2016
Raymond James Financial Services, Inc. Scottsdale AZ 11/2016 Present
Raymond James Financial Services Advisors Inc. Scottsdale AZ 11/2016 Present
Key Wealth Management Scottsdale AZ 12/2016 10/2019
Crf Capital, Llc Scottsdale AZ 01/2013 01/2018
Ctpj Scottsdale AZ 01/2021 01/2025
Key Wealth Management Scottsdale AZ 01/2017 Present
  • 03/2008 → 11/2016
    St Louis, MO
  • 11/2016 → Present
    Raymond James Financial Services, Inc.
    Scottsdale, AZ
  • 11/2016 → Present
    Scottsdale, AZ
  • 12/2016 → 10/2019
    Key Wealth Management
    Scottsdale, AZ
  • 01/2013 → 01/2018
    Crf Capital, Llc
    Scottsdale, AZ
  • 01/2021 → 01/2025
    Ctpj
    Scottsdale, AZ
  • 01/2017 → Present
    Key Wealth Management
    Scottsdale, AZ
Previous Registrations
  • 2008-07-02 → 2016-11-10
    St Louis, MO
    Scottsdale, AZ
Other Businesses

(1) Name of Business: Broker Advantage LLC Address: 8669 E San Alberto Ste 100, Scottsdale, AZ, 85258-4309, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/27/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor quoting insurance and writing policies (2) Name of Business: CRF Capital LLC Address: 10425 E Larkspur Dr, Scottsdale, AZ, 85259, United States Activity Type: Rental Real Estate Position/Title: Other, Owner/Proprietor Investment Related: Yes Start Date: 04/30/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member - this is an LLC for a commercial rental property (3) Name of Business: Key Capital Holdings Address: 10425 E Larkspur Dr., Scottsdale, AZ, 85259, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 02/14/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager - Maintain property, negotiate rental rates, bookkeeping and taxes (4) Name of Business: Key Wealth Management Address: 8669 E San Alberto Dr. , Scottsdale, AZ, 85258, United States Activity Type: Support Company - Owner Position/Title: Other, Associate/Employee, Officer - President Investment Related: No Start Date: 01/09/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Key Wealth Management is the DBA/Support Co. for our business associated with Raymond James Financial Services, Inc. It is the entity held out to the public as well as the entity in which all expenses are passed through. (5) Name of Business: Lion Street Address: 8669 E San Alberto Drive, Scottsdale, AZ, 85258-4607, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/17/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Insurance quoting and writing policies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-30
  • S66 Uniform Combined State Law Examination
    2008-06-30
Designations
Other Names
  • Caitlyn Renee Fogerty

View on SEC IAPD

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