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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-30
FL RA APPROVED 2022-07-28
  • TX RA
    APPROVED
    Since 2022-08-30
  • FL RA
    APPROVED
    Since 2022-07-28

Branch Locations

460 E Altamonte Dr, Altamonte Springs, FL 32701 • United States

105 N Maitland Ave, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ormond Beach FL 11/2015 Present
Bank Of America, N.A. Ormond Beach FL 11/2015 Present
Harry Buffalo Orlando FL 11/2012 05/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15

View on SEC IAPD

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