Chris Smith

Current Employers

Intrua Financial

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-06

TX RA
APPROVED

Since 2021-01-06

Branch Locations

Dallas, TX • United States

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Amarillo	TX	01/2008	01/2017
Carson Wealth Management (Cwm, Llc)	Grapevine	TX	10/2014	12/2020
Cetera Advisor Networks Llc	El Segundo	CA	01/2017	12/2020
Lpl Financial, Llc	Dallas	TX	01/2021	Present
Intrua Financial, Llc	Houston	TX	01/2021	Present

01/2008 → 01/2017

Lpl Financial

Amarillo, TX
10/2014 → 12/2020

Carson Wealth Management (Cwm, Llc)

Grapevine, TX
01/2017 → 12/2020

Cetera Advisor Networks Llc

El Segundo, CA
01/2021 → Present

Lpl Financial, Llc

Dallas, TX
01/2021 → Present

Intrua Financial, Llc

Houston, TX

Previous Registrations

2014-10-07 → 2021-02-26

Cwm, Llc

Southliake, TX

Grapevine, TX

Colleyville, TX

Omaha, NE
2008-03-27 → 2014-12-19

Lpl Financial Llc

Flower Mound, TX

Perryton, TX

Dallas, TX

Amarillo, TX

Flower Mound, TX

Flower Mound, TX

Southlake, TX

Other Businesses

1. CHRIS SMITH/ investment related/ Dallas, Tx / NON-VARIABLE INSURANCE / sales representative / 5 hours per month / 5 hours per month during trading hours / To sell insurance products 2. INTRUA FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ Houston, Tx / Brokerage services / Register Representative / 01/05/2021 / 8 hours per month / 8 hours during trading hours / to market brokerage services 3. 01/01/2008 - CRS FINANCIAL SERVICES/ DBA for Intrua financial/ INVESTMENT RELATED/ DALLAS, TX / this is to capture revenue from advisory activity / Owner/January 2008 / 155 hours per month / 155 hours during trading hours/ this entity was created for tax purposes 4. 1/12/2021 - Intrua Financial LLC - DBA: Intrua Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.