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Phillipe Allushean Morales

Citigroup Global Markets Inc.

O'FAllon, MO

Tampa, FL

Plant City, FL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-08-23
  • FL RA
    APPROVED
    Since 2010-08-23

Branch Locations

Citi Wealth Management, Supervision 1000 Technology Dr, 3N, O'FAllon, MO 63368 • United States

Citi Private Bank 3800 Citigroup Center Drive, Tampa, FL 33610-9122 • United States

Plant City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Tampa FL 08/2006 Present
Morgan Stanley Smith Barney Tampa FL 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-05
S63 Uniform Securities Agent State Law Examination 2004-11-30
  • S65 Uniform Investment Adviser Law Examination
    2007-10-05
  • S63 Uniform Securities Agent State Law Examination
    2004-11-30
Other Names
  • Phil A Morales

View on SEC IAPD

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