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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-14
  • TN RA
    APPROVED
    Since 2024-06-14

Branch Locations

Cottontown, TN • United States

301 2Nd Ave Nw, Winchester, TN 37398 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc. Winchester TN 10/2007 09/2020
Securities America, Inc. Winchester TN 09/2020 06/2024
Securities America Advisors Winchester TN 09/2020 06/2024
Osaic Wealth, Inc. Winchester TN 06/2024 Present
Osaic Wealth, Inc. Winchester TN 06/2024 Present
  • 10/2007 → 09/2020
    Securities Service Network, Inc.
    Winchester, TN
  • 09/2020 → 06/2024
    Securities America, Inc.
    Winchester, TN
  • 09/2020 → 06/2024
    Securities America Advisors
    Winchester, TN
  • 06/2024 → Present
    Winchester, TN
  • 06/2024 → Present
    Winchester, TN
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Winchester, TN
  • 2013-08-28 → 2020-09-18
    Ssn Advisory, Inc.
    Winchester, TN
Other Businesses

**RUSSELL M MASON POSITION: Insurance Agent NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/18/2020 ADDRESS: 301 2nd AVE NW, Winchester TN 37398 DESCRIPTION: Only the Variable Products would be investment related. **MASTER FINANCIAL GROUP LLC POSITION: Sole Member LLC NATURE: Master Financial Group LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 301 2nd AVE NW, Winchester TN 37398 DESCRIPTION: This is simply the LLC for my business. I am the sole owner/ member. **DBA - Master Financial Group LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-31
  • S66 Uniform Combined State Law Examination
    2008-01-31
Other Names
  • Matt Mason

View on SEC IAPD

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