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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-03-17
PA RA APPROVED 2021-03-16
  • NM RA
    APPROVED
    Since 2021-03-17
  • PA RA
    APPROVED
    Since 2021-03-16

Branch Locations

Ardmore, PA • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Plainsboro NJ 06/2010 10/2020
Thornburg Securities Llc Santa Fe NM 03/2021 12/2024
Unemployed Ardmore PA 11/2020 02/2021
Bizequity Philadelphia PA 01/2021 03/2021
Thornburg Investment Management Santa Fe NM 01/2025 Present
  • 06/2010 → 10/2020
    Blackrock Investments, Llc
    Plainsboro, NJ
  • 03/2021 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
  • 11/2020 → 02/2021
    Unemployed
    Ardmore, PA
  • 01/2021 → 03/2021
    Bizequity
    Philadelphia, PA
  • 01/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-24
  • S66 Uniform Combined State Law Examination
    2009-09-24
Other Names
  • William Eberle

View on SEC IAPD

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