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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-06-22
  • WI RA
    APPROVED
    Since 2021-06-22

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1241 John Q Hammons Dr Suite 100, Madison, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Bank Madison WI 09/2010 03/2021
Johnson Wealth Inc. Madison WI 01/2017 03/2021
Wealth Enhancement Advisory Services Plymouth MN 06/2021 Present
Wealth Enhancement Group Plymouth MN 03/2021 Present
  • 09/2010 → 03/2021
    Johnson Bank
    Madison, WI
  • 01/2017 → 03/2021
    Madison, WI
  • 06/2021 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 03/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
Previous Registrations
  • 2017-03-21 → 2021-04-02
    Madison, WI
  • 2007-06-06 → 2010-12-31
    Invest Financial Corporation
    Madison, WI
    Madison, WI
    Madison, WI
    Menomonie, WI
    Chippewa Falls, WI
    Rice Lake, WI
    Rice Lake, WI
    Hayward, WI
    Madison, WI
Other Businesses

JOURNEY MENTAL HEALTH CENTER, NON-INVESTMENT RELATED, MADISON, WI, BOARD OF DIRECTORS, 5 HOURS/MONTH - 1 HOUR DURING TRADING HOURS, ATTEND MONTHLY BOARD MEETINGS & FINANCE COMMITEE MEETINGS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-26
  • S63 Uniform Securities Agent State Law Examination
    2000-05-26
Designations
Other Names
  • Lisa M Schluesche
  • Lisa M. Schluesche

View on SEC IAPD

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