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Melissa L O'BRien

Key Investment Services LLC

Lowville, NY

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

7647 State St., Lowville, NY 13367 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Camillus NY 12/2012 Present
Previous Registrations
  • 2010-02-23 → 2012-12-10
    M&T Securities, Inc.
    North Syracuse, NY
    Cicero, NY
    East Syracuse, NY
    Clay, NY
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-22
S63 Uniform Securities Agent State Law Examination 2008-03-20
  • S65 Uniform Investment Adviser Law Examination
    2010-02-22
  • S63 Uniform Securities Agent State Law Examination
    2008-03-20
Other Names
  • Melissa Leigh Rook

View on SEC IAPD

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