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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-23
  • NY RA
    APPROVED
    Since 2024-04-23

Branch Locations

3257 Route 9 Ste 1, Saratoga Sprgs, NY 12866 • United States

Caledonia, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2014 01/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2012 11/2021
Joseph Anderson Saratoga Spgs NY 11/2021 Present
Northwestern Mutual Investment Services Llc Saratoga Spgs NY 11/2021 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 08/2012 11/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2022 Present
  • 06/2014 → 01/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2012 → 11/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2021 → Present
    Joseph Anderson
    Saratoga Spgs, NY
  • 11/2021 → Present
    Saratoga Spgs, NY
  • 08/2012 → 11/2021
    Milwaukee, WI
  • 02/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-26
  • S63 Uniform Securities Agent State Law Examination
    2007-11-26
Designations
Other Names
  • Jon Michael Krist
  • Jonathan Michael Krist
  • Jonathan Krist

View on SEC IAPD

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