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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-17
CA RA APPROVED 2022-05-06
NY RA APPROVED 2022-05-06
TX RA APPROVED 2022-05-06
  • NJ RA
    APPROVED
    Since 2022-05-17
  • CA RA
    APPROVED
    Since 2022-05-06
  • NY RA
    APPROVED
    Since 2022-05-06
  • TX RA
    APPROVED
    Since 2022-05-06

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Cedar Grove, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Nyack NY 10/2008 05/2022
Bank Of America,N.A. West Nyack NY 06/2011 05/2022
Ubs Financial Services Paramus NJ 05/2022 Present
Previous Registrations
Other Businesses

Cedar Grove Junior Baseball Softball League / PO Box 112Cedar GroveNJ07009 / Provide an organized baseball and softball league for the youth of Cedar Grove / Cedar Grove Junior Baseball Softball League (Little League) / Youth Little League / President of the League / Member of Board of directors / 9/1/2018

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-23
S63 Uniform Securities Agent State Law Examination 2000-05-09
  • S65 Uniform Investment Adviser Law Examination
    2004-08-23
  • S63 Uniform Securities Agent State Law Examination
    2000-05-09
Other Names
  • Brendon Richard Reese

View on SEC IAPD

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