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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-09 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
16 Inverness Place East D-200, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 04/2016 | 09/2024 |
| Charles Schwab Bank Ssb | Lone Tree | CO | 04/2016 | 09/2024 |
| Parkland Securities, Llc | Ann Arbor | MI | 09/2024 | Present |
DBA - Capitol Peak Financial, LLC, Englewood, CO. Name used for financial services practice through Parkland Securities LLC and Sigma Planning Corporation. Start date: 9/6/24, approx. 200 hrs/mo. INV REL: Y Co-owner, with spouse, of a rental property in Granby, CO. Receive income from short-term rentals. Start date: 9/1/24, approx. 20 hrs/mo. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-19 |
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