Geoffrey Ryan Lemoine

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-03
TX	RA	APPROVED	2026-07-01

CA RA
APPROVED

Since 2026-07-03
TX RA
APPROVED

Since 2026-07-01

Branch Locations

2262 Carmel Valley Rd Ste 200, Del Mar, CA 92014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Denver	CO	05/2016	07/2022
Cetera Financial Specialists	Schaumburg	IL	05/2016	07/2022
Wells Fargo Clearing Services, Llc	San Diego	CA	10/2022	07/2026
Unemployed	San Diego	CA	07/2022	10/2022
Lpl Financial, Llc	San Diego	CA	07/2026	Present

05/2016 → 07/2022

Cetera Advisors Llc

Denver, CO
05/2016 → 07/2022

Cetera Financial Specialists

Schaumburg, IL
10/2022 → 07/2026

Wells Fargo Clearing Services, Llc

San Diego, CA
07/2022 → 10/2022

Unemployed

San Diego, CA
07/2026 → Present

Lpl Financial, Llc

San Diego, CA

Previous Registrations

2022-11-18 → 2026-07-15

Wells Fargo Clearing Services, Llc

San Diego, CA
2016-08-31 → 2022-07-29

Cetera Advisors Llc

San Diego, CA

Other Businesses

1. 06/2026 - Sutherland Retirement Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - Del Mar, CA 92014 - OBA Start Date: 07/01/2026 2. 06/2026 - Seapoint Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - Del Mar, CA 92014 - OBA Start Date: 07/01/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-29

S66 Uniform Combined State Law Examination

2016-08-29

Other Names

Geoff Lemoine

View on SEC IAPD