Best Investors Account Sign in

Andrew Ribelin Grider

Leelyn Smith, LLC

Geneva, IL

Claim This Profile
Current Employers
Leelyn Smith, Llc

10 N. Third Street, Geneva, IL 60134 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-19
IL RA APPROVED 2017-07-18
  • TX RA
    APPROVED
    Since 2018-06-19
  • IL RA
    APPROVED
    Since 2017-07-18

Branch Locations

10 N. Third Street, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Geneva IL 12/2011 11/2017
Lpl Financial Llc Geneva IL 11/2017 Present
Leelyn Smith, Llc Geneva IL 12/2011 Present
Leelyn Smith Tax, Llc Geneva IL 03/2020 Present
  • 12/2011 → 11/2017
    National Planning Corporation
    Geneva, IL
  • 11/2017 → Present
    Lpl Financial Llc
    Geneva, IL
  • 12/2011 → Present
    Geneva, IL
  • 03/2020 → Present
    Leelyn Smith Tax, Llc
    Geneva, IL
Previous Registrations
  • 2012-02-23 → 2017-12-05
    National Planning Corporation
    Geneva, IL
    Chicago, IL
    Joliet, IL
    Oak Brook, IL
    Los Angeles, CA
Other Businesses

1. 1/9/2018 - The Retirement Network, Ltd. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/30/2017 - 40 Hours Per Month During Securities Trading. 2. 5/11/2018 - THE RETIREMENT NETWORK LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - PRESIDENT/IAR - Started 11/29/2017 - 20 Hours Per Month During Securities Trading - I provide investment advisory services through The Retirement Network LTD, an independent investment advisor firm. I started this business activity in 11/29/2017. I expect to spend approximately 20 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/22/2018 - The Retirement Network - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 06/20/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 06/20/2019 - State And Third, LLC - Investment related - Geneva, IL 60134 - Real Estate Rental - start date:06/12/2019 - 2 hrs/mo - 1 hr during trading. 5. 06/20/2019 - 10 North Third, LLC - Investment related - Geneva, IL 60134 - Real Estate Rental - start date:06/12/2019 - 2 hrs/mo - 1 hr during trading. 6. 06/24/2019 - The Retirement Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/21/2019 - 100 Hours Per Month/100 Hours During Securities Trading. 7. 3/12/2020 - Leelyn Smith - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/4/2020. 8. 5/11/2020 - Leelyn Smith Tax, LLC - DBA: Leelyn Smith - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 3/12/2020. 9. 3/31/2023 - Leelyn Smith LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 02/04/2020 - 150 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through Leelyn Smith LLC, an independent investment advisor firm. I started this business activity in 02/2022. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 05/11/2023 - Andrew R Grider, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 04/16/2020 - 1 Hour Per Month/1 Hour During Securities Trading 11. 05/19/2023 - Emergent Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023 - 5 Hours Per Month/5 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-09
S63 Uniform Securities Agent State Law Examination 2009-04-17
  • S65 Uniform Investment Adviser Law Examination
    2011-12-09
  • S63 Uniform Securities Agent State Law Examination
    2009-04-17
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Geneva, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor