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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-05 |
| ND | RA | APPROVED | 2025-09-05 |
Branch Locations
Two Harbors, MN • United States
5195 45Th Street South, Fargo, ND 58104 • United States
840 43Rd Ave Ne Suite 100, Bismarck, ND 58503 • United States
1116 Hwy 59 South, Detroit Lakes, MN 56501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Detroit Lakes | MN | 03/2008 | 10/2019 |
| Imholte & Dahl, Pa | Fargo | ND | 10/2006 | 05/2024 |
| 1St Global Advisors, Inc. | Detroit Lakes | MN | 03/2008 | 10/2019 |
| Avantax Insurance Services, Inc. | Fargo | ND | 08/2010 | 03/2023 |
| Avantax Investment Services, Inc. | Fargo | ND | 10/2019 | 09/2025 |
| Avantax Advisory Services | Fargo | ND | 10/2019 | 09/2025 |
| Haga Kommer, Ltd | Fargo | ND | 11/2020 | Present |
| Hk Wealth Management Llc | Fargo | ND | 06/2021 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Fargo | ND | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Bismarck | ND | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) HAGA KOMMER, LTD; Tax & accounting professional; Haga Kommer is a CPA firm that provides accounting services, tax compliance, and consulting services. I am an employee of the firm and work with clients in these areas.; NIR; 80; 11/25/2020; 5195 45th Street S Fargo ND 58104; I am an employee of the firm and work with individual and business clients in the areas of accounting services, business consulting, tax preparation and planning. 2) IMHOLTE FINANCIAL, LLC POSITION: MANAGIN PARTNER NATURE: FINANCIAL SERVICES ENTITY- MARKETING & CLIENT SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 12/31/2009 ADDRESS: , Fargo ND , DESCRIPTION: null 3) HK WEALTH MANAGEMENT LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES ENTITY- USED MARKETING & CLIENT SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 06/08/2021 ADDRESS: 5195 45th St S, Fargo ND 58104, DESCRIPTION: DUTIES RELATED TO FINANCIAL SERVICES ACTIVITIES OFFERED THROUGH AVANATAX.MANAGEMENT OF WEALTH MANAGEMENT TEAM AND OTHER RESPONSIBILITES AS A FINANCIAL ADVISOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-09 |
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