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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-07 |
| CA | RA | APPROVED | 2021-08-02 |
Branch Locations
39168 Winchester Rd, Murrieta, CA 92563-3500 • United States
9119 Clairemont Mesa Blvd. Ste A, San Diego, CA 92123-1252 • United States
Escondido, CA • United States
1230 Auto Park Way Ste 1001, Escondido, CA 92029-2272 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Navy Federal Credit Union | Santee | CA | 06/2008 | 11/2016 |
| Navy Federal Asset Management Llc | San Diego | CA | 06/2008 | 01/2017 |
| Navy Federal Brokerage Services Llc | San Diego | CA | 06/2008 | 03/2020 |
| Navy Federal Brokerage Services, Llc | San Diego | CA | 01/2017 | 03/2020 |
| Cuso Financial Services, Lp | San Diego | CA | 05/2020 | 07/2021 |
| California Credit Union | San Diego | CA | 05/2020 | 07/2021 |
| Ameriprise Financial Services, Llc | San Diego | CA | 08/2021 | Present |
Real Estate Ownership; Single Family; 2918 Havasupai Ave, , San Diego, CA, 92117; Not Investment-Related; 08/01/2021 / Single Family; 20602 Mesa Oak, , Riverside, CA, 92508; Not Investment-Related; 02/01/2013 / Single Family; 111 Camino De Las Flores, , Encinitas, CA, 92024; Investment-Related; 12/01/2025 / Single Family; 16595 Brightridge Lane, , Riverside, CA, 92057; Not Investment-Related; 08/01/2021. Outside Employment; North Island Credit Union; Financial Advisor - Fnancial Advisor; ; 9119 Clairemont Mesa Blvd ste A, , San Diego, CA, 92123; Investment-Related; 05/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-10-22 |
| S65 | Uniform Investment Adviser Law Examination | 2004-11-10 |
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