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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-07
CA RA APPROVED 2021-08-02
  • TX RA
    APPROVED_RES
    Since 2022-03-07
  • CA RA
    APPROVED
    Since 2021-08-02

Branch Locations

39168 Winchester Rd, Murrieta, CA 92563-3500 • United States

9119 Clairemont Mesa Blvd. Ste A, San Diego, CA 92123-1252 • United States

Escondido, CA • United States

1230 Auto Park Way Ste 1001, Escondido, CA 92029-2272 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Navy Federal Credit Union Santee CA 06/2008 11/2016
Navy Federal Asset Management Llc San Diego CA 06/2008 01/2017
Navy Federal Brokerage Services Llc San Diego CA 06/2008 03/2020
Navy Federal Brokerage Services, Llc San Diego CA 01/2017 03/2020
Cuso Financial Services, Lp San Diego CA 05/2020 07/2021
California Credit Union San Diego CA 05/2020 07/2021
Ameriprise Financial Services, Llc San Diego CA 08/2021 Present
  • 06/2008 → 11/2016
    Navy Federal Credit Union
    Santee, CA
  • 06/2008 → 01/2017
    Navy Federal Asset Management Llc
    San Diego, CA
  • 06/2008 → 03/2020
    Navy Federal Brokerage Services Llc
    San Diego, CA
  • 01/2017 → 03/2020
    Navy Federal Brokerage Services, Llc
    San Diego, CA
  • 05/2020 → 07/2021
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2020 → 07/2021
    California Credit Union
    San Diego, CA
  • 08/2021 → Present
    San Diego, CA
Previous Registrations
  • 2020-05-15 → 2021-08-02
    Cuso Financial Services, L.P.
    Yuma, AZ
    San Diego, CA
    Encinitas, CA
  • 2017-01-04 → 2020-03-18
    San Diego, CA
    Santee, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Vienna, VA
    San Diego, CA
  • 2008-10-01 → 2017-01-04
    Navy Federal Asset Management, Llc
    Vienna, VA
    San Diego, CA
    San Diego, CA
  • 2007-05-04 → 2008-07-01
    Comerica Securities
    San Diego, CA
    San Diego, CA
  • 2004-11-11 → 2005-05-27
    San Diego, CA
Other Businesses

Real Estate Ownership; Single Family; 2918 Havasupai Ave, , San Diego, CA, 92117; Not Investment-Related; 08/01/2021 / Single Family; 20602 Mesa Oak, , Riverside, CA, 92508; Not Investment-Related; 02/01/2013 / Single Family; 111 Camino De Las Flores, , Encinitas, CA, 92024; Investment-Related; 12/01/2025 / Single Family; 16595 Brightridge Lane, , Riverside, CA, 92057; Not Investment-Related; 08/01/2021. Outside Employment; North Island Credit Union; Financial Advisor - Fnancial Advisor; ; 9119 Clairemont Mesa Blvd ste A, , San Diego, CA, 92123; Investment-Related; 05/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-22
S65 Uniform Investment Adviser Law Examination 2004-11-10
  • S63 Uniform Securities Agent State Law Examination
    2008-10-22
  • S65 Uniform Investment Adviser Law Examination
    2004-11-10
Other Names
  • Thomas J. Stout
  • Thomas Jay Stout
  • Thomas Stout
  • Thomas J Stout

View on SEC IAPD

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