James Lowell Ware

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-06-24
FL	RA	APPROVED	2008-02-19

TX RA
APPROVED_RES

Since 2013-06-24
FL RA
APPROVED

Since 2008-02-19

Branch Locations

4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Tampa	FL	11/2007	03/2020
Ameriprise Financial Services, Llc	Tampa	FL	03/2020	Present

11/2007 → 03/2020

Ameriprise Financial Services, Inc.

Tampa, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Tampa, FL

Other Businesses

Board of Directors; USBG Tampa Bay; Board Member; 2654 West Horizon Ridge Parkway, Suite B5, Henderson, NV, 89052; Not Investment-Related; 02/10/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-13

S66 Uniform Combined State Law Examination

2008-02-13

Other Names

James L. Ware

View on SEC IAPD