Best Investors
Account
Sign in
Best Investors
Account
Sign in
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-08 |
Branch Locations
333 W. Santa Clara 12Th Floor, San Jose, CA 95113 • United States
Saratoga, CA • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| CA | RA | APPROVED | 2023-11-03 |
Branch Locations
333 W Santa Clara St, San Jose, CA 95113 • United States
Saratoga, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | San Jose | CA | 05/2008 | 11/2023 |
| Ameriprise Financial Services, Llc | San Jose | CA | 11/2023 | Present |
| Fifth Third Securities | San Jose | CA | 07/2026 | Present |
Outside Employment; Comerica Bank; Provide client service for existing clients and setting up new clients.; Money market fund investment platform.; 333 W Santa Clara Street, 12th Flr, , San Jose, CA, 95113; Investment-Related; 05/12/2008; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-01 |
Reach out to this advisor