Inactive

Richard Osazuwa Omobogie

Zuwa Financial LLC

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Current Employers

Zuwa Financial Llc

4400 State Hwy 121 Suite 300/#351, Lewisville, TX 75056 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-10-05

TX RA
APPROVED

Since 2016-10-05

Branch Locations

4400 State Hwy 121 Suite 300/#351, Lewisville, TX 75056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zuwa Financial Llc	Dallas	TX	08/2016	Present

08/2016 → Present

Zuwa Financial Llc

Dallas, TX

Previous Registrations

2014-08-26 → 2015-07-09

Lpl Financial Llc

Grand Prairie, TX

Arlington, TX

Arlington, TX
2012-12-04 → 2014-08-25

Wells Fargo Clearing Services, Llc

Dallas, TX
2011-08-03 → 2012-12-13

Valic Financial Advisors, Inc.

Addison, TX
2010-10-07 → 2010-10-29

Chase Investment Services Corp.

Plano, TX
2008-03-13 → 2010-09-28

Ameriprise Financial Services, Llc

Dallas, TX

Other Businesses

Richard Omobogie's currently employed as the owner/CEO of Zuwa Tax Consulting LLC. This activity accounts for 50% of his time.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-12
S63	Uniform Securities Agent State Law Examination	2007-12-12

S66 Uniform Combined State Law Examination

2008-03-12
S63 Uniform Securities Agent State Law Examination

2007-12-12

Designations

View on SEC IAPD

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