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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED_RES | 2012-01-19 |
| AR | RA | APPROVED | 2011-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | El Dorado | AR | 12/2011 | Present |
1) 12/24/2015 * Marx Enterprises, Inc. * Real Estate Rental * NOT INV REL * 670 Santa Rosa Blvd. Unit 303, Ft Walton Beach, FL 32548 * START 08/01/2003 * 1 HR/MO NOT DURING SECS TRDG HRS. 2) 10/17/2018 - PGMarx Properties, LLC - Investment Related - 511 W Faulkner, El Dorado, AR 71730 - Real Estate Rental - Started 08/10/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 3) 03/13/2019 - Marx Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:03/03/2019 - 160 hrs/mo - 160 hrs during trading. 4) 9/30/2021 - Marx Enterprises, Inc. - Not Investment Related - 511 W Faulkner, El Dorado, AR 71730 - Business Entity For Tax/Investment Purposes Only - Started 08/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Acts as a pass through company for commissions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-15 |
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