Best Investors Account Sign in
Inactive

Joel Antonio Romero

Mariner

Tigard, OR

Camas, WA

Claim This Profile
Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-12-17
WA RA APPROVED 2025-12-17
  • OR RA
    APPROVED
    Since 2025-12-17
  • WA RA
    APPROVED
    Since 2025-12-17

Branch Locations

8050 Sw Pfaffle St Suite 100, Tigard, OR 97233 • United States

Camas, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 06/2016 04/2021
Fisher Investments Camas WA 04/2021 07/2024
Fisher Retirement Solutions Llc Vancouver WA 07/2024 12/2025
Mariner Overland Park KS 12/2025 Present
  • 06/2016 → 04/2021
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 04/2021 → 07/2024
    Fisher Investments
    Camas, WA
  • 07/2024 → 12/2025
    Fisher Retirement Solutions Llc
    Vancouver, WA
  • 12/2025 → Present
    Mariner
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-13
S63 Uniform Securities Agent State Law Examination 2011-12-28
  • S65 Uniform Investment Adviser Law Examination
    2012-09-13
  • S63 Uniform Securities Agent State Law Examination
    2011-12-28
Designations

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
EDWARD JONES
TRANSAMERICA FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LETTIN WEALTH MANAGEMENT GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

BRYAN ALAN BRUMUND
HANNA WEXHLER SMITH
JOHN ANDREW NESS
ALISA ARREDONDO
LINDA LY
MATTHEW SPRIGGS
GREGORY ARTHUR SMITH
WAYNE M. SACKLEY

Other Offices

STRATEGIC ADVISERS LLC · TIGARD, OR
EDWARD JONES · PORTLAND, OR
TRANSAMERICA FINANCIAL ADVISORS, LLC · PORTLAND, OR
LPL FINANCIAL LLC · TIGARD, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tigard, OR
LETTIN WEALTH MANAGEMENT GROUP, INC. · LAKE OSWEGO, OR
LPL FINANCIAL LLC · TIGARD, OR
LPL FINANCIAL LLC · TUALATIN, OR

More in Tigard, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor