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Alex Caraballo

Morgan Stanley

Miami, FL

Coral Gables, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-05
FL RA APPROVED 2021-03-23
  • TX RA
    APPROVED_RES
    Since 2021-04-05
  • FL RA
    APPROVED
    Since 2021-03-23

Branch Locations

200 S. Biscayne Blvd., Miami, FL 33131 • United States

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 03/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 03/2021
Morgan Stanley Smith Barney Llc Miami FL 03/2021 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 03/2021
    Wells Fargo Clearing Services, Llc
    Miami, FL
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-29
  • S66 Uniform Combined State Law Examination
    2008-07-29

View on SEC IAPD

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