Dominic Cheuk Him Lee

Citigroup Global Markets Inc.

San Francisco, CA

Los Angeles, CA

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-12-23

CA RA
APPROVED

Since 2020-12-23

Branch Locations

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

San Bruno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank	Saratoga	CA	06/2016	02/2018
Jpmorgan Securities Llc	Saratoga	CA	06/2016	02/2018
Citigroup	San Francisco	CA	02/2018	Present

06/2016 → 02/2018

Jpmorgan Chase Bank

Saratoga, CA
06/2016 → 02/2018

Jpmorgan Securities Llc

Saratoga, CA
02/2018 → Present

Citigroup

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-23
S63	Uniform Securities Agent State Law Examination	2016-08-30

S66 Uniform Combined State Law Examination

2020-12-23
S63 Uniform Securities Agent State Law Examination

2016-08-30

Other Names

Dominic C Lee
Dominic Lee
Dominic C H Lee

View on SEC IAPD

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