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Jason Victor Sponholtz

Northwestern Mutual Investment Services, LLC

Franklin, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-07-07
  • WI RA
    APPROVED
    Since 2020-07-07

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 10/2007 03/2017
Wells Fargo Clearing Services, Llc Mequon WI 04/2017 05/2019
U.S. Bank Milwaukee WI 05/2019 06/2020
U.S. Bancorp Investments, Inc. Milwaukee WI 05/2019 06/2020
Northwestern Mutual Investment Services, Llc Franklin WI 06/2020 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-01
S63 Uniform Securities Agent State Law Examination 2007-12-14
  • S65 Uniform Investment Adviser Law Examination
    2017-09-01
  • S63 Uniform Securities Agent State Law Examination
    2007-12-14

View on SEC IAPD

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