Inactive

Shane Richard Farina

Box Hill Private Wealth

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Current Employers

Box Hill Private Wealth

Scottsdale, AZ • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-31
LA	RA	APPROVED	2023-01-23
AZ	RA	APPROVED	2022-09-15

TX RA
APPROVED_RES

Since 2024-01-31
LA RA
APPROVED

Since 2023-01-23
AZ RA
APPROVED

Since 2022-09-15

Branch Locations

Scottsdale, AZ • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Scottsdale	AZ	10/2013	09/2022
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	09/2022
Box Hill Private Wealth	Scottsdale	AZ	09/2022	Present

10/2013 → 09/2022

Fidelity Brokerage Services Llc

Scottsdale, AZ
07/2018 → 09/2022

Fidelity Personal And Workplace Advisors

Boston, MA
09/2022 → Present

Box Hill Private Wealth

Scottsdale, AZ

Previous Registrations

2018-07-13 → 2022-09-07

Fidelity Personal And Workplace Advisors

Boston, MA
2013-11-06 → 2018-07-13

Strategic Advisers Llc

Scottsdale, AZ
2013-04-08 → 2013-09-24

A.G.P. / Alliance Global Partners

Scottsdale, AZ
2012-07-11 → 2013-02-20

National Planning Corporation

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-04-28
S63	Uniform Securities Agent State Law Examination	2007-12-04

S65 Uniform Investment Adviser Law Examination

2012-04-28
S63 Uniform Securities Agent State Law Examination

2007-12-04

Designations

Other Names

Shane R Farina

View on SEC IAPD

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