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6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-09 |
| NE | RA | APPROVED | 2026-02-05 |
| IA | RA | APPROVED | 2012-03-07 |
Branch Locations
6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Des Moines | IA | 02/2010 | Present |
| Legacy Financial Group, Llc | Des Moines | IA | 01/2010 | Present |
1. Dragoon Trail Chapter IWLA, not investment related, Ankeny, Iowa. conservation non-profit, Board of Directors, 12/03/18, 10 hr/month and none during trading hours, general Board duties. 2. Spectrum Wealth Advisors, LLC. Investment Related. 6000 Grand Ave Ste B Des Moines IA 50312; holding company; owner; 7/2022; 1 hour per month . 5 hours monthly. 5 hours during securities trading hours. Attend BOD meetings quarterly 3. Direct Insurance Sales; Not investment related; 6000 Grand Ave Ste B Des Moines IA 50312; agent; Indirect Insurance Sales: Total hours per month are less than 5 and all during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-03 |
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