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Scott R Arnburg

Legacy Financial Group

Des Moines, IA

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Current Employers
Legacy Financial Group

6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
NE RA APPROVED 2026-02-05
IA RA APPROVED 2012-03-07
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • NE RA
    APPROVED
    Since 2026-02-05
  • IA RA
    APPROVED
    Since 2012-03-07

Branch Locations

6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Des Moines IA 02/2010 Present
Legacy Financial Group, Llc Des Moines IA 01/2010 Present
  • 02/2010 → Present
    Lpl Financial
    Des Moines, IA
  • 01/2010 → Present
    Legacy Financial Group, Llc
    Des Moines, IA
Previous Registrations
Other Businesses

1. Dragoon Trail Chapter IWLA, not investment related, Ankeny, Iowa. conservation non-profit, Board of Directors, 12/03/18, 10 hr/month and none during trading hours, general Board duties. 2. Spectrum Wealth Advisors, LLC. Investment Related. 6000 Grand Ave Ste B Des Moines IA 50312; holding company; owner; 7/2022; 1 hour per month . 5 hours monthly. 5 hours during securities trading hours. Attend BOD meetings quarterly 3. Direct Insurance Sales; Not investment related; 6000 Grand Ave Ste B Des Moines IA 50312; agent; Indirect Insurance Sales: Total hours per month are less than 5 and all during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-03
  • S66 Uniform Combined State Law Examination
    2010-05-03
Other Names
  • Scott Roger Arnburg

View on SEC IAPD

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