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Mark David Van Drunen

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-07-16
OH RA APPROVED 2021-04-27
TX RA APPROVED 2021-04-27
  • IN RA
    APPROVED
    Since 2024-07-16
  • OH RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED
    Since 2021-04-27

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Cleveland OH 03/2007 03/2021
Mai Capital Management Llc Cleveland OH 03/2021 Present
Previous Registrations
  • 2007-07-16 → 2021-04-21
    Ownership Advisors, Inc.
    Cleveland, OH
  • 2007-03-28 → 2021-04-06
    Lpl Financial Llc
    Cleveland, OH
  • 2002-03-22 → 2006-06-29
    Lpl Financial Llc
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-21
  • S66 Uniform Combined State Law Examination
    2002-03-21
Designations
Other Names
  • Mark David Vandrunen

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
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