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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2007-12-10
  • WI RA
    APPROVED
    Since 2007-12-10

Branch Locations

2600 S Wisconsin Ave, Rice Lake, WI 54868 • United States

Rice Lake, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Rice Lake WI 10/2007 Present
Thrivent Financial For Lutherans Appleton WI 10/2007 Present
Other Businesses

LAPOINT TIRE & AUTOMOTIVE. ADDRESS: 3000 S. MAIN STREET, RICE LAKE, WI 54868. TITLE: CO-OWNER OF LLC WITH 51% OWNERSHIP INTEREST. START DATE: 11/01/2014. MONTHLY HOURS SPENT: 20-30. TIME SPENT DURING TRADING HOURS: 5 HOURS DUTIES INCLUDE: CO-OWNER OF BUSINESS. PRIMARY DUTIES WILL BE ADMINISTRATIVE. MANAGEMENT OF BILLING, INVOICING, BILL PAYING AND KEY DECISION MAKER OF THE BUSINESS. 51% OWNER OF THE LLC. THE BUSINESS WILL BE OPERATED ON A DAILY BASIS BY MY BUSINESS PARTNER (ALSO MY BROTHER). RICE LAKE CURLING CLUB POSITION: Board Member NATURE: Elected to Board Position for three year term INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2023 ADDRESS: 912 S. Wisconsin Avenue, Rice Lake WI 54868, United States DESCRIPTION: Board position that votes on activities and guidelines for Rice Lake Curling Club. No responsibilities or responsibilities for oversight of any financial assets or investments. RICE LAKE YOUTH BASEBALL POSITION: Traveling Coordinator NATURE: I was appointed as the traveling coordinator on the board of directors for the Rice Lake Youth Baseball Association. I will be overseeing the competitive traveling baseball teams and programs. I will be scheduling tournament and managing player files in comply with Little League International rules and guidelines. I will not have any access to league investment assets and will not be providing recommendation on investments. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: PO Box 618, Rice Lake WI 54868, United States DESCRIPTION: Maintaining player files. Organizing traveling teams and scheduling of tournaments. BLUE HILLS FREE & ACCEPTED MASONS POSITION: Trustee NATURE: Blue Hills Lodge #234 is a Masonic Lodge under the Grand Lodge of Wisconsin for Free & Accepted Masons. This is a Fraternity of men with the purpose of making good men better and promoting charitable activities. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2024 ADDRESS: 225 W. South Street, Rice Lake WI 54868, United States DESCRIPTION: Oversee the lodge buildings and maintenance. Oversight of lodge treasurer and lodge finance activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-08
  • S66 Uniform Combined State Law Examination
    2007-12-08

View on SEC IAPD

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