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Apple Valley, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-10-22 |
| CA | RA | APPROVED | 2021-09-10 |
| MN | RA | APPROVED | 2021-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Resources Investment Advisors, Inc. | Golden Valley | MN | 09/2013 | Present |
| Greater Good Financial Llc | Shoreview | MN | 04/2021 | Present |
Daniel J. Murphy is dually registered a Financial Planner at Resources Investment Advisors, Inc. Daniel J. Murphy will maintain such registration in order to easily transition advisory clients from Resources Investment Advisors, Inc to GGF; thereafter he no longer intends to maintain such affiliation. During his transition, this activity will account for approximately 20% of his time. Daniel Murphy performs contract work for Great River Financial LLC. This accounts for approximately 20% of his time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-21 |
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