Hailey Nichole Grooms

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-03-28

NC RA
APPROVED

Since 2024-03-28

Branch Locations

Charlotte, NC • United States

8501 Ibm Drive Suite 150, Charlotte, NC 28269 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	10/2007	11/2022
Equitable Advisors Llc	New York	NY	03/2024	Present
Equitable Advisors Llc	New York	NY	11/2022	03/2024

10/2007 → 11/2022

The Vanguard Group, Inc.

Charlotte, NC
03/2024 → Present

Equitable Advisors Llc

New York, NY
11/2022 → 03/2024

Equitable Advisors Llc

New York, NY

Previous Registrations

2020-02-03 → 2022-11-17

Vanguard Advisers, Inc.

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-03
S63	Uniform Securities Agent State Law Examination	2007-11-21

S65 Uniform Investment Adviser Law Examination

2020-02-03
S63 Uniform Securities Agent State Law Examination

2007-11-21

Other Names

Hailey Nichole Grooms
Hailey Nicole Blair
Hailey G Kernodle
Hailey Grooms Kernodle

View on SEC IAPD