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Current Employers
Sequoia Wealth Management, Llc

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-03-20
  • IL RA
    APPROVED
    Since 2015-03-20

Branch Locations

200 Applebee Street Suite 208, South Barrington, IL 60010 • United States

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Barrington IL 05/2010 Present
Sequioa Wealth Management, Llc Barrington IL 03/2015 Present
  • 05/2010 → Present
    Lpl Financial Llc
    Barrington, IL
  • 03/2015 → Present
    Sequioa Wealth Management, Llc
    Barrington, IL
Previous Registrations
Other Businesses

(1) 09/23/2011 - ONE RESOURCE GROUP - NON-VARIABLE INSURANCE - WILL BE WORKING WITH ONE RESOURCE GROUP TO PROVIDE LIFE INSURANCE, LTCI AND FIXED ANNUITIES. I WILL NOT BE AN EMPLOYEE OR HAVE A TITLE WITH THEIR FIRM. - 3% OF TIME SPENT - BARRIINGTON, IL (2) 03/23/2015 - SEQUOIA WEALTH MANAGEMENT -REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 40 HOURS PER MONTH - BARRIINGTON, IL (3) 02/12/2018 - Ironwood Family Wealth Advisors - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 02/01/2018 - 0 Hours Per Month/0 During Securities Trading. (4) 9/15/2021 - Ironwood Family Wealth Advisors, LLC - DBA: Ironwood Family Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2021 - 240 Hours Per Month/32 Hours During Securities Trading. (5) 1/24/2023 - Ironwood Health Care Wealth Advisors - Investment Related - At Reported Business Location(s) - Ironwood Health Care Wealth Advisors - Start Date - 01/16/2023 - 12 Hours Per Month/8 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-14
  • S66 Uniform Combined State Law Examination
    2008-01-14
Designations

View on SEC IAPD

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