Aubry Kimiko Nakata

Ameriprise Financial Services, LLC

Pismo Beach, CA

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-08-11
CA	RA	APPROVED	2017-06-02

TX RA
APPROVED_RES

Since 2022-08-11
CA RA
APPROVED

Since 2017-06-02

Branch Locations

1718 West Walnut Central Park Professional Ctr, Visalia, CA 93277 • United States

500 Cypress St Ste 12, Pismo Beach, CA 93449 • United States

Visalia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Visalia	CA	10/2007	03/2020
Ameriprise Financial Services, Llc	Visalia	CA	03/2020	Present

10/2007 → 03/2020

Ameriprise Financial Services, Inc.

Visalia, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Visalia, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-31

S66 Uniform Combined State Law Examination

2017-05-31

View on SEC IAPD

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