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10710 Murdock Drive Suite 101, Knoxville, TN 37932 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-07-12 |
Branch Locations
10710 Murdock Drive Suite 101, Knoxville, TN 37932 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2007-10-01 |
Branch Locations
10710 Murdock Dr, Suite 101, Knoxville, TN 37932 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Knoxville | TN | 10/2007 | Present |
| Knox Wealth Partners Advisory Llc | Knoxville | TN | 07/2017 | Present |
1. 10/01/2007: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Sell fixed insurance products outside of Mass Mutual system. Mainly life insurance, but some fixed annuities, LTC, and disability insurance as well. 2. 10/6/2014: Knox Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/10/2014 - 120 Hours Per Month/7 Hours During Securities Trading. 3. 6/15/2017 - Knox Wealth Partners Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/05/2017 - 80 Hours Per Month During Securities Trading. 4. 7/12/2017 - Knox Wealth Partners Advisory LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/05/2017 - 80 Hours Per Month/70 Hours During Securities Trading - I provide investment advisory services through Knox Wealth Partners Advisory LLC, an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/10/2020 - KWP Properties, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/05/2018 - 1 Hour Per Month/0 Hours During Securities Trading - KWP Properties is a pass-through entity and will not generate revenue.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-22 |
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