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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-04-12
TX RA APPROVED 2012-04-12
  • NJ RA
    APPROVED
    Since 2012-04-12
  • TX RA
    APPROVED
    Since 2012-04-12

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Ewing, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2012 Present
Bank Of America, N.A. Pennington NJ 04/2012 Present
Previous Registrations
Other Businesses

NAME OF BUSINESS: OUR CONNECTION, LLC. THIS BUSINESS IS NON-INVESTMENT RELATED. THE BUSINESS IS DEVELOPING AN APPLICATION FOR SMART PHONE USERS. THE APPLICATION WILL ENABLE USERS TO CREATE PROFILES WHICH WILL INCLUDE THEIR INTERESTS, LIKES, AND DISLIKES. THROUGH THIS APPLICATION, INDIVIDUALS CAN LOOK AND SEE WHAT OTHER INDIVIDUALS ARE IN THEIR LOCAL VICINITY WITH MATCHING PROFILE SIMILARITIES, SHOULD THEY CHOOSE. IN SHORT, THE APPLICATION IS AIMED AT BRINGING PEOPLE TOGETHER IN SOCIAL SETTINGS SO THEY CAN INTERACT WITH ONE ANOTHER. I AM A PARTNER OF THIS COMPANY AND HAVE A 10% STAKE IN IT. THAT IS MY ONLY RELATIONSHIP WITH THE COMPANY. I DO NOT DEVOTE ANY TIME TO THIS OUTSIDE BUSINESS ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-17
S63 Uniform Securities Agent State Law Examination 2008-02-21
  • S65 Uniform Investment Adviser Law Examination
    2011-03-17
  • S63 Uniform Securities Agent State Law Examination
    2008-02-21
Other Names
  • Jordan David Litz

View on SEC IAPD

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