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Dominic Roti

Strategic Advisers LLC

Addison, IL

Chicago, IL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Addison, IL • United States

401 N. Michigan Ave Ste 100, Chicago, IL 60611-2200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc Naperville IL 05/2014 09/2016
Fidelity Brokerage Services Llc Schaumburg IL 09/2016 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2014 → 09/2016
    U.S. Bancorp Investments, Inc
    Naperville, IL
  • 09/2016 → Present
    Fidelity Brokerage Services Llc
    Schaumburg, IL
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Chicago, IL
    Addison, IL
  • 2016-11-08 → 2018-07-13
    Strategic Advisers Llc
    Schaumburg, IL
    Chicago, IL
  • 2014-05-28 → 2016-09-21
    U.S. Bancorp Investments, Inc.
    Naperville, IL
    Naperville, IL
    Lombard, IL
    Bolingbrook, IL
    Lockport, IL
    Hinsdale, IL
    Carol Stream, IL
    Lemont, IL
  • 2012-10-01 → 2014-06-03
    J.P. Morgan Securities Llc
    Glendale Heights, IL
    Lombard, IL
    Lombard, IL
  • 2011-08-26 → 2012-10-01
    Chase Investment Services Corp.
    Lombard, IL
    Glendale Heights, IL
    Addison, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-25
S63 Uniform Securities Agent State Law Examination 2007-11-26
  • S65 Uniform Investment Adviser Law Examination
    2011-08-25
  • S63 Uniform Securities Agent State Law Examination
    2007-11-26
Other Names
  • Dominic A Roti
  • Dominic Anthony Roti

View on SEC IAPD

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